Ruijie Yan
嚴睿杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruijie Yan (嚴睿杰), a licensed former licensee with CE reference BSS345. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2022-07-11 | 2024-06-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2022-07-11 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2022-07-11 | 2024-06-19 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2022-07-11 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2022-07-11 | 2024-06-19 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2022-07-11 | 2024-02-26 |