Hua (SFC:BSS076) Chen
陳華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hua (SFC:BSS076) Chen (陳華), a licensed former licensee with CE reference BSS076. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2023-04-28 | 2025-04-09 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-04-28 | 2025-04-09 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 4 — Advising on securities | 2023-04-28 | 2025-04-09 |
| CNI Global Assets Management Limited 中國北方環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-12-15 | 2025-04-09 |
| CNI Global Capital Limited 中國北方環球資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-08-25 | 2025-04-09 |