Zheng (SFC:BSS036) Shi

施政
CE No. BSS036 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zheng (SFC:BSS036) Shi (施政), a licensed Representative with CE reference BSS036. Currently licensed at 1 firm(s): Guotai Junan Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 1 - Dealing in securities 2022-07-19 present
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 4 - Advising on securities 2022-07-19 present

Related