Xin (SFC:BSR016) Wang
王新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin (SFC:BSR016) Wang (王新), CE reference BSR016. Currently licensed at 1 firm(s): New Harvest Wealth Securities Company Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-10-14 | present |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
RO | Type 4 — Advising on securities | 2022-07-14 | present |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
RO | Type 9 — Asset management | 2022-07-14 | present |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-21 | 2024-10-14 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-21 | 2022-07-14 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 9 — Asset management | 2022-06-21 | 2022-07-14 |