Roger Wang Xu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Wang Xu, a licensed former licensee with CE reference BSL956. This person has 0.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2022-05-13 | 2023-02-02 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2022-05-13 | 2023-02-02 |