Chun Yin Nicholas Poon
潘俊彦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Yin Nicholas Poon (潘俊彦), a licensed Representative with CE reference BSL879. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-18 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-05-18 | present |