Kwok Wai (SFC:BSJ425) Chan
陳覺偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wai (SFC:BSJ425) Chan (陳覺偉), CE reference BSJ425. Currently licensed at 2 firm(s): WE Securities Limited, WE Asset Management Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WE Securities Limited 維恩證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-12-08 | present |
| WE Asset Management Limited 維恩資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-12-08 | present |
| WE Asset Management Limited 維恩資產管理有限公司 |
RO | Type 9 — Asset management | 2025-12-08 | present |
| WE Securities Limited 維恩證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-12-18 | 2025-12-08 |
| WE Asset Management Limited 維恩資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-18 | 2025-12-08 |
| WE Asset Management Limited 維恩資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-12-18 | 2025-12-08 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-17 | 2024-10-17 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-17 | 2024-10-17 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-05-17 | 2024-10-17 |