Dong (SFC:BSI227) Zhang

張棟
CE No. BSI227 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong (SFC:BSI227) Zhang (張棟), CE reference BSI227. Currently licensed at 1 firm(s): ICBC UBS Asset Management (International) Company Limited. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
ICBC UBS Asset Management (International) Company Limited
工銀瑞信資產管理(國際)有限公司
RO Type 1 — Dealing in securities 2025-04-01 present
ICBC UBS Asset Management (International) Company Limited
工銀瑞信資產管理(國際)有限公司
RO Type 4 — Advising on securities 2025-04-01 present
ICBC UBS Asset Management (International) Company Limited
工銀瑞信資產管理(國際)有限公司
RO Type 9 — Asset management 2025-04-01 present
ICBC UBS Asset Management (International) Company Limited
工銀瑞信資產管理(國際)有限公司
Rep Type 9 — Asset management 2022-09-08 2025-04-01
ICBC UBS Asset Management (International) Company Limited
工銀瑞信資產管理(國際)有限公司
Rep Type 1 — Dealing in securities 2022-04-19 2025-04-01
ICBC UBS Asset Management (International) Company Limited
工銀瑞信資產管理(國際)有限公司
Rep Type 4 — Advising on securities 2022-04-19 2025-04-01

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