Xiangwen Yao
姚湘文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiangwen Yao (姚湘文), a licensed former licensee with CE reference BSG870. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-28 | 2022-08-19 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-03-28 | 2022-08-19 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-03-28 | 2022-08-19 |