Sulei Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sulei Li, a licensed former licensee with CE reference BSD480. This person has 0.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2026-05-22 | 2026-05-28 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2026-03-20 | 2026-03-27 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-06-06 | 2025-06-13 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-06-27 | 2023-07-31 |