Kai Fat Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Fat Liu (廖啓發), a licensed Representative with CE reference BRY919. Currently licensed at 2 firm(s): CMB International Futures Limited, CMB International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 4.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-03-04 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-21 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-21 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Fat Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.