Rongge Niu
牛榕格
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rongge Niu (牛榕格), a licensed former licensee with CE reference BRY436. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-22 | 2023-09-04 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-12-22 | 2023-09-04 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-22 | 2023-09-04 |