Xiaoyun (SFC:BRX034) Chen
陳曉韻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoyun (SFC:BRX034) Chen (陳曉韻), a licensed former licensee with CE reference BRX034. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-22 | 2022-09-26 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-11-22 | 2022-09-26 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-11-22 | 2022-09-26 |