Ming (SFC:BRX032) Li
李名
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming (SFC:BRX032) Li (李名), CE reference BRX032. Currently licensed at 1 firm(s): CITIC Securities International Global Markets Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2025-07-15 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 4 — Advising on securities | 2025-07-15 | present |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2021-11-19 | 2025-05-02 |