Kwan Ho Tang
鄧鈞豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Ho Tang (鄧鈞豪), a licensed former licensee with CE reference BRW932. This person has 4.8 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2024-05-20 | 2026-09-22 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2024-05-20 | 2026-09-22 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | 2024-05-20 | 2026-09-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-12-20 | 2024-05-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-12-20 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2021-12-20 | 2024-05-20 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2021-12-20 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2021-12-20 | 2024-05-20 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2021-12-20 | 2024-02-26 |