Kwan Ho Tang
鄧鈞豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Ho Tang (鄧鈞豪), a licensed Responsible Officer with CE reference BRW932. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 4.6 years of SFC licence history. Total licence records on file: 9.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2024-05-20 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2024-05-20 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | 2024-05-20 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-12-20 | 2024-05-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-12-20 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2021-12-20 | 2024-05-20 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2021-12-20 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2021-12-20 | 2024-05-20 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2021-12-20 | 2024-02-26 |