He Tan
譚和
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for He Tan (譚和), a licensed former licensee with CE reference BRW409. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-16 | 2024-06-03 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-12-16 | 2024-06-03 |