Ying (SFC:BRW391) Yang
楊穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying (SFC:BRW391) Yang (楊穎), a licensed former licensee with CE reference BRW391. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 1 — Dealing in securities | 2024-06-07 | 2024-07-26 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 4 — Advising on securities | 2024-06-07 | 2024-07-26 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 9 — Asset management | 2024-06-07 | 2024-07-26 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-16 | 2022-05-20 |