Yu (SFC:BRV455) Zhang
张煜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:BRV455) Zhang (张煜), a licensed Responsible Officer with CE reference BRV455. Currently licensed at 1 firm(s): Neutral Financial Holding Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 1 - Dealing in securities | 2023-04-06 | present |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 4 - Advising on securities | 2023-04-06 | present |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-04-06 | present |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 9 - Asset management | 2023-04-06 | present |