Chao (SFC:BRT397) Xu
徐超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chao (SFC:BRT397) Xu (徐超), CE reference BRT397. Currently licensed at 1 firm(s): BOCHK Asset Management Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-19 | present |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-19 | present |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-11-19 | present |