Xiao (SFC:BRS166) Chen
陳瀟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao (SFC:BRS166) Chen (陳瀟), a licensed Representative with CE reference BRS166. Currently licensed at 2 firm(s): GF Securities (Hong Kong) Brokerage Limited, GF Capital (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2026-03-31 | present |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2026-03-31 | present |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-28 | 2025-12-24 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-28 | 2025-12-24 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-09-28 | 2025-12-24 |