Xiao Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Chen (陳瀟), a licensed Representative with CE reference BRS166. Currently licensed at 2 firm(s): GF Securities (Hong Kong) Brokerage Limited, GF Capital (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 4.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2026-03-31 | present |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-03-31 | present |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-28 | 2025-12-24 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-28 | 2025-12-24 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-09-28 | 2025-12-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiao Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ka Hung Chan | BOCI Asia Limited | 2021–2025 |
| Kin Chung Lui | BOCI Asia Limited | 2021–2025 |
| Kam Ming Sun | BOCI Asia Limited | 2021–2025 |
| Zhengkun Xie | BOCI Asia Limited | 2021–2025 |
| Zhiwei Cai | BOCI Asia Limited | 2021–2025 |
| Chen Chi | BOCI Asia Limited | 2021–2025 |
| Jieli Cui | BOCI Asia Limited | 2021–2025 |
| Zuo Qiu Fu | BOCI Asia Limited | 2021–2025 |
| Ziyu Guo | BOCI Asia Limited | 2021–2025 |
| Rong Huang | BOCI Asia Limited | 2021–2025 |
| Hao Jiang | BOCI Asia Limited | 2021–2025 |
| Justin Hoi Chuen Kwok | BOCI Asia Limited | 2021–2025 |
| Wai Lei | BOCI Asia Limited | 2021–2025 |
| Taisheng Liu | BOCI Asia Limited | 2021–2025 |
| Yang Lu | BOCI Asia Limited | 2021–2025 |
| Xin Ma | BOCI Asia Limited | 2021–2025 |
| Di Wang | BOCI Asia Limited | 2021–2025 |
| Ho Shing Wu | BOCI Asia Limited | 2021–2025 |
| Gang Xiao | BOCI Asia Limited | 2021–2025 |
| Xinwei Xu | BOCI Asia Limited | 2021–2025 |