Li (SFC:BRR521) Chen
陳麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:BRR521) Chen (陳麗), a licensed former licensee with CE reference BRR521. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-07 | 2025-04-17 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-07 | 2025-04-17 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-07 | 2025-04-17 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-01-07 | 2025-04-17 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-04 | 2021-12-10 |