Li Chen

陳麗
CE No. BRR521 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Chen (陳麗), a licensed former licensee with CE reference BRR521. This person has 3.5 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
CCB International Asset Management Limited
建銀國際資產管理有限公司
Rep Type 1 - Dealing in securities 2022-01-07 2025-04-17
CCB International Capital Limited
建銀國際金融有限公司
Rep Type 1 - Dealing in securities 2022-01-07 2025-04-17
CCB International Securities Limited
建銀國際證券有限公司
Rep Type 1 - Dealing in securities 2022-01-07 2025-04-17
CCB International Securities Limited
建銀國際證券有限公司
Rep Type 2 - Dealing in futures contracts 2022-01-07 2025-04-17
Ark Group Holdings (Hong Kong) Limited
方舟集團控股(香港)有限公司
Rep Type 1 - Dealing in securities 2021-10-04 2021-12-10

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Yiu Tung Au-Yeung CCB International Asset Management Limited 2022–2025
Ka Chun Chan CCB International Asset Management Limited 2022–2025
Ka Man Cheung CCB International Asset Management Limited 2022–2025
King Pong Choi CCB International Asset Management Limited 2022–2025
Wing Yi Pang CCB International Asset Management Limited 2022–2025
Kiu Fung Kwan CCB International Asset Management Limited 2022–2025
Sung Tak Wong CCB International Asset Management Limited 2022–2025
Lu Si Yip CCB International Asset Management Limited 2022–2024
Chun Ying Lam CCB International Asset Management Limited 2022–2024
Daryl Kwok Tat Chan CCB International Asset Management Limited 2022–2023
Zhengde Cai CCB International Asset Management Limited 2022–2023
Kar Wai Lam CCB International Asset Management Limited 2023–2025
Ho Yin Tsang CCB International Asset Management Limited 2022–2024
Xilai Feng CCB International Asset Management Limited 2022–2024
Ming Hu CCB International Capital Limited 2022–2025
Oi Lam Tse CCB International Securities Limited 2022–2025
Peng Li CCB International Securities Limited 2022–2025
Shoujian Liu CCB International Capital Limited 2022–2023
Long Zheng CCB International Securities Limited 2022–2025
Qiang Zhang CCB International Asset Management Limited 2024–2025

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