Dayu Dai
戴大羽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dayu Dai (戴大羽), a licensed former licensee with CE reference BRR098. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2022-03-10 | 2025-02-11 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2022-03-10 | 2025-02-11 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2022-03-10 | 2025-02-11 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-03 | 2022-02-03 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-09-03 | 2022-02-03 |