Miao Yang
楊淼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Miao Yang (楊淼), a licensed former licensee with CE reference BRQ873. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-02 | 2023-12-29 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-02 | 2023-12-29 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2022-09-02 | 2023-12-29 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-14 | 2022-06-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-14 | 2022-06-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2021-09-14 | 2022-06-30 |