Yun Xiao
肖云
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Xiao (肖云), a licensed former licensee with CE reference BRQ715. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-17 | 2023-12-21 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-09-17 | 2023-12-21 |