Shanni Shi
施珊妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shanni Shi (施珊妮), CE reference BRQ325. Currently licensed at 1 firm(s): uSmart Securities Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 — Dealing in securities | 2026-02-05 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-26 | 2023-03-31 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-08-26 | 2023-03-31 |