Jie (SFC:BRQ225) Shen
沈杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie (SFC:BRQ225) Shen (沈杰), CE reference BRQ225. Currently licensed at 1 firm(s): China Securities (International) Corporate Finance Company Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RO | Type 1 — Dealing in securities | 2026-01-28 | present |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2026-01-28 | present |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-07 | 2026-01-28 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-09-07 | 2026-01-28 |