Xiaoning (SFC:BRP417) Liu
刘晓宁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoning (SFC:BRP417) Liu (刘晓宁), a licensed Representative with CE reference BRP417. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-20 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-08-20 | present |