Yan (SFC:BRP300) Yu
俞燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:BRP300) Yu (俞燕), a licensed former licensee with CE reference BRP300. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2023-03-17 | 2023-12-18 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-24 | 2022-12-07 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-08-24 | 2022-12-07 |