Oliver Kadhim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oliver Kadhim ( ), a licensed former licensee with CE reference BRO998. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2022-06-15 | 2024-09-16 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-18 | 2022-06-15 |