Carina Jaime Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carina Jaime Wong ( ), a licensed former licensee with CE reference BRO745. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-02 | 2025-05-02 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-17 | 2025-05-02 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-16 | 2022-07-13 |