Nan (SFC:BRO449) Chen
陳南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan (SFC:BRO449) Chen (陳南), CE reference BRO449. Currently licensed at 1 firm(s): BOCI Asia Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-03-07 | present |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2021-08-03 | 2024-07-31 |