Yu Wen
聞雨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Wen (聞雨), a licensed former licensee with CE reference BRO393. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-04 | 2022-06-06 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-08-04 | 2022-06-06 |