Tai Wai Lau
劉大為
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Wai Lau (劉大為), CE reference BRN878. Currently licensed at 1 firm(s): Long Trends Securities Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Long Trends Securities Limited 恒興證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-04-21 | present |
| Long Trends Securities Limited 恒興證券有限公司 |
RO | Type 4 — Advising on securities | 2023-04-21 | present |
| Long Trends Securities Limited 恒興證券有限公司 |
RO | Type 9 — Asset management | 2023-04-21 | present |
| Long Trends Securities Limited 恒興證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-04-03 | 2023-04-21 |
| Long Trends Securities Limited 恒興證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-04-03 | 2023-04-21 |
| Long Trends Securities Limited 恒興證券有限公司 |
Rep | Type 9 — Asset management | 2023-04-03 | 2023-04-21 |
| Zenith Innovation Financial Group Limited 領峰創新金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-10 | 2022-10-14 |
| Zenith Innovation Financial Group Limited 領峰創新金融集團有限公司 |
Rep | Type 9 — Asset management | 2021-08-10 | 2022-10-14 |