Philip Shaw
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Shaw, a licensed former licensee with CE reference BRK607. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-12-19 | 2026-05-15 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-12-19 | 2026-05-15 |
| Maven Asia (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-03-02 | 2023-10-31 |
| Maven Asia (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2023-03-02 | 2023-10-31 |
| Maven Asia (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2021-07-21 | 2022-09-05 |
| Maven Asia (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2021-07-21 | 2022-09-05 |