Steven McCartney
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven McCartney, a licensed former licensee with CE reference BAF596. This person has 8.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maven Asia (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2017-10-17 | 2022-11-04 |
| Maven Asia (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2017-10-17 | 2022-11-04 |
| MVN Asset Management Limited | RO | Type 9 - Asset management | 2017-05-24 | 2018-03-01 |
| Optiver Trading Hong Kong Limited | RO | Type 1 - Dealing in securities | 2012-12-19 | 2015-11-09 |
| Optiver Trading Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2012-12-19 | 2015-11-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Steven McCartney during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.