Yunfan Guo
郭云帆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yunfan Guo (郭云帆), a licensed former licensee with CE reference BRK550. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-11 | 2022-08-18 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-12-03 | 2022-08-18 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-25 | 2022-08-18 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-25 | 2022-08-18 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-19 | 2021-09-14 |