Yu Fung Tam
譚裕丰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Fung Tam (譚裕丰), a licensed former licensee with CE reference BRJ621. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2021-07-07 | 2023-10-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2021-07-07 | 2023-10-14 |