Gavin Paul Marshall
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gavin Paul Marshall ( ), a licensed former licensee with CE reference BRI740. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-12-06 | 2022-05-04 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-29 | 2022-05-04 |