Chen (SFC:BRG486) Li
李晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen (SFC:BRG486) Li (李晨), a licensed former licensee with CE reference BRG486. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-09 | 2022-08-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-09 | 2022-08-01 |