Ping Chung Sophie Shen
沈冰聪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Chung Sophie Shen (沈冰聪), a licensed former licensee with CE reference BRD868. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-05 | 2022-02-28 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-05-05 | 2022-02-28 |