Hor Kay Holly So
蘇可奇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hor Kay Holly So (蘇可奇), a licensed former licensee with CE reference BRC070. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2023-07-13 | 2025-11-12 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 - Advising on securities | 2023-07-13 | 2025-11-12 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-30 | 2023-07-02 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-30 | 2023-07-02 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-04-30 | 2023-07-02 |