Zhuo (SFC:BRA425) Wang
王卓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhuo (SFC:BRA425) Wang (王卓), a licensed former licensee with CE reference BRA425. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-15 | 2023-09-25 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-15 | 2021-07-12 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-04-15 | 2023-09-25 |