Lok Yee Joanna Yu
余樂怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Yee Joanna Yu (余樂怡), a licensed former licensee with CE reference BQX008. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-29 | 2021-07-22 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-03-29 | 2021-07-22 |