Daniel Charles Roarty
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Charles Roarty ( ), a licensed former licensee with CE reference BQU482. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-25 | 2022-05-26 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2021-11-16 | 2021-11-17 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2021-06-16 | 2021-06-16 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-10 | 2021-03-10 |