Yue (SFC:BQR029) Jiang
江月
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue (SFC:BQR029) Jiang (江月), a licensed former licensee with CE reference BQR029. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-04 | 2021-10-23 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-04 | 2021-10-23 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 9 — Asset management | 2021-03-04 | 2021-10-23 |