Ruoyang Liu
劉若陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruoyang Liu (劉若陽), a licensed former licensee with CE reference BQQ791. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2021-11-01 | 2024-05-29 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2021-10-11 | 2024-05-29 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2021-10-11 | 2024-05-29 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-15 | 2021-05-18 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-01-15 | 2021-05-18 |