Steven Yung
翁立行
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Yung (翁立行), a licensed former licensee with CE reference BQP401. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-01-18 | 2023-07-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-01-18 | 2023-07-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2021-01-18 | 2023-07-31 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2021-01-18 | 2023-07-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2021-01-18 | 2023-07-31 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2021-01-18 | 2023-07-31 |