Yuan (SFC:BQO315) Xie
謝嫄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan (SFC:BQO315) Xie (謝嫄), a licensed former licensee with CE reference BQO315. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-02 | 2025-03-28 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-02 | 2025-03-28 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-07-02 | 2025-03-28 |
| Manulife General Account Investments (HK) Limited | Rep | Type 1 — Dealing in securities | 2020-12-29 | 2024-07-01 |
| Manulife General Account Investments (HK) Limited | Rep | Type 4 — Advising on securities | 2020-12-29 | 2024-07-01 |
| Manulife General Account Investments (HK) Limited | Rep | Type 9 — Asset management | 2020-12-29 | 2024-07-01 |